Officer-Compliance & Monitoring
Kampala, Uganda * Full-time
Stanbic Bank Uganda Limited
Banking
Total Positions:
Location: Kampala, Uganda
Full-time
Salary: Not mentioned
Posted 1 year ago
Stanbic Bank is hiring an Officer-Compliance & Monitoring to perform the following;
KEY DUTIES AND RESPONSIBILITIES
• To execute Compliance Risk Management processes and activities within a specific Client Segment or Functional area, to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation. Implement action plans to prevent, detect and / or mitigate Compliance Risk Management issues.
• Provide support to track and report on the progress of the compliance monitoring plan for a dedicated Client Segment, Functional Area or country in order to identify significant compliance breaches, exposures and potential areas of improvement.
• Perform analysis with regards to the operational activities within a dedicated Client Segment, Functional Area or country to identify compliance risks and ensure adherence to the relevant Standard Bank Group compliance frameworks and standards.
• Regularly audit procedures, practices, and documents to identify possible weaknesses or risks.
• Provide support to create and monitor effective action plans in response to audit discoveries and compliance violations.
• Draft compliance reports as required by various governance structures, committees and regulations, particularly regarding the compliance performance of the Client Segment, Function or country.
• Engage with Client Segment, Client Solutions and Corporate Functions leaders and the embedded business risk management function about regulatory inspections and act as a conduit for any significant information requests, comments and findings.
QUALIFICATIONS / SKILLS
• Type of Qualification: First Degree from a recognised institution.
• Field of Study: Audit, Business Commerce, Legal
• Experience Required
• Business Enablement
• Compliance
• 5-7years with a sound knowledge of the relevant regulatory requirements and upcoming developments applicable to a specific Client Segment / business area / Functional area as well as a solid understanding of banking products and activities.
• Additional Information
• Behavioural Competencies:
• Adopting Practical Approaches
• Checking Details
• Documenting Facts
• Interpreting Data
• Articulating Information
• Making Decisions
• Providing Insights
• Upholding Standards
• Technical Competencies:
• Evaluation of Internal Controls
• Financial Acumen
• +Financial Industry Regulatory Framework
• Legal Compliance
• Process Governance
• Risk Awareness
HOW TO APPLY
All candidates who wish to join the one of Africa’s biggest Banking Groups, Standard Bank in the aforementioned capacity are encouraged to Apply Online by visiting Link below.
CLICK HERE TO APPLY
Deadline: Expired
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